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Colette Ray

Colette  Ray

Colette Ray

Compliance Officer

Colette Ray is responsible for assisting the Compliance team with implementing Herndon Capital Management’s Compliance program. Prior to joining Herndon Capital Management in 2011, Colette spent several years providing training to and ensuring regional accounts were in compliance with company policies and procedures within a multi-state territory for Movado Group Incorporated. In addition, she worked as a paralegal and has experience in preparing financial affidavits and drafting pertinent documents for trials.
 
Colette is a graduate of Bauder College, where she received her Bachelor of Science Degree in Criminal Justice and has been awarded the Claritas Investment Certificate by CFA Institute.